An investment advisor contract is a written legal document under which a company acts as an investment advisor to a client and also manages his investments and trading account. The company offers its services and expertise in the field of investments and helps one make sound financial decisions.
You can Download the Free Investment Adviser Contract form, customize it according to your needs and Print. Investment Adviser Contract is either in MS Word, Excel or in PDF.
Sample Investment Adviser Contract:
This contract has been made on the effective date 7th September, 2011.
This contract shall last for 12 months which is the term of the contract.
Termination date: 7th September, 2012
This agreement has been made between the parties with the following details:
Name: Jake Mason
Address: 2198 Lake View Apartments, Michigan
Contact number: 2319863837
INVESTMENT ADVISOR DETAILS
Name of firm: Quick Growth Enterprises
Address: Richmond High Towers, Michigan
Contact number: 2318759389
Investment portfolio: Long-term investment
Approximate size: $50,000
Advisor’s annual fee: 1%
The INVESTOR ADVISORY FIRM shall provide investment advisory support to the CLIENT for 12 months and help them achieve long-term investment growth.
The following are the terms and conditions of the contract:
- The client shall provide the advisor with correct information about the client’s investment objectives.
- The advisor will help the client choose the appropriate services based on the client’s investment goals and also purchase or sell securities for the client.
- The client understands that the account is subject to market and economic risks which may be beyond the control of the investment advisor and agrees to trust the advisor’s judgment on such matters.
Both parties agree to the terms and conditions.
Signature: Jake Mason
Signature: Quick Growth Enterprises